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中银丰利灵活配置混合型证券投资基金2018第三季度报告

来源: 南方日报网络版     时间: 2019年09月17日 08:40:38
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九哥棋牌平台官网平台直招龙虎代理客服QQ/微信【421618535】诚招代理【在线开户网址um996.com】龙虎和龙虎1赔2.211合1赔9.95,定位胆1赔9.95腾讯分分彩,5分,10分彩,最高返水100反9快,最高赔率,正规信誉大平台平台24h提供注册及登录。中银丰利灵活配置混合型证券投资基金2018第三季度报告

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(3.2.1本)(报)(告)(期)(基)(金)(份)(额)(净)(值)(增)(长)(率)(及)(其)(与)(同)(期)(业)(绩)(比)(较)(基)(准)(收)(益)(率)(的)(比)(较)(
1、中)(银)(丰)(利)(混)(合)(A:
2、中)(银)(丰)(利)(混)(合)(C:
3.2.2自)(基)(金)(合)(同)(生)(效)(以)(来)(基)(金)(累)(计)(净)(值)(增)(长)(率)(变)(动)(及)(其)(与)(同)(期)(业)(绩)(比)(较)(基)(准)(收)(益)(率)(变)(动)(的)(比)(较)(
中)(银)(丰)(利)(灵)(活)(配)(置)(混)(合)(型)(证)(券)(投)(资)(基)(金)(
累)(计)(净)(值)(增)(长)(率)(与)(业)(绩)(比)(较)(基)(准)(收)(益)(率)(的)(历)(史)(走)(势)(对)(比)(图)(
(2016年)(8月)(11日)(至)(2018年)(9月)(30日)()
1.中)(银)(丰)(利)(混)(合)(A:
2.中)(银)(丰)(利)(混)(合)(C:
注)(:按)(基)(金)(合)(同)(规)(定)(,本)(基)(金)(自)(基)(金)(合)(同)(生)(效)(起)(6个)(月)(内)(为)(建)(仓)(期)(,截)(至)(建)(仓)(结)(束)(时)(各)(项)(资)(产)(配)(置)(比)(例)(均)(符)(合)(基)(金)(合)(同)(约)(定)(。
4管)(理)(人)(报)(告)(
4.1基)(金)(经)(理)((或)(基)(金)(经)(理)(小)(组)()简)(介)(
注)(:1、首)(任)(基)(金)(经)(理)(的)(“任)(职)(日)(期)(”为)(基)(金)(合)(同)(生)(效)(日)(,非)(首)(任)(基)(金)(经)(理)(的)(“任)(职)(日)(期)(”为)(根)(据)(公)(司)(决)(定)(确)(定)(的)(聘)(任)(日)(期)(,基)(金)(经)(理)(的)(“离)(任)(日)(期)(”均)(为)(根)(据)(公)(司)(决)(定)(确)(定)(的)(解)(聘)(日)(期)(;2、证)(券)(从)(业)(年)(限)(的)(计)(算)(标)(准)(及)(含)(义)(遵)(从)(《证)(券)(业)(从)(业)(人)(员)(资)(格)(管)(理)(办)(法)(》的)(相)(关)(规)(定)(。
4.2报)(告)(期)(内)(本)(基)(金)(运)(作)(遵)(规)(守)(信)(情)(况)(说)(明)(
本)(报)(告)(期)(内)(,本)(基)(金)(管)(理)(人)(严)(格)(遵)(守)(《中)(华)(人)(民)(共)(和)(国)(证)(券)(投)(资)(基)(金)(法)(》、中)(国)(证)(监)(会)(的)(有)(关)(规)(则)(和)(其)(他)(有)(关)(法)(律)(法)(规)(的)(规)(定)(,严)(格)(遵)(循)(本)(基)(金)(基)(金)(合)(同)(,本)(着)(诚)(实)(信)(用)(、勤)(勉)(尽)(责)(的)(原)(则)(管)(理)(和)(运)(用)(基)(金)(资)(产)(,在)(严)(格)(控)(制)(风)(险)(的)(基)(础)(上)(,为)(基)(金)(份)(额)(持)(有)(人)(谋)(求)(最)(大)(利)(益)(。本)(报)(告)(期)(内)(,本)(基)(金)(运)(作)(合)(法)(合)(规)(,无)(损)(害)(基)(金)(份)(额)(持)(有)(人)(利)(益)(的)(行)(为)(。
4.3公)(平)(交)(易)(专)(项)(说)(明)(
4.3.1公)(平)(交)(易)(制)(度)(的)(执)(行)(情)(况)(
根)(据)(中)(国)(证)(监)(会)(颁)(布)(的)(《证)(券)(投)(资)(基)(金)(管)(理)(公)(司)(公)(平)(交)(易)(制)(度)(指)(导)(意)(见)(》,公)(司)(制)(定)(了)(《中)(银)(基)(金)(管)(理)(有)(限)(公)(司)(公)(平)(交)(易)(管)(理)(办)(法)(》,建)(立)(了)(《新)(股)(询)(价)(申)(购)(和)(参)(与)(公)(开)(增)(发)(管)(理)(办)(法)(》、《债)(券)(询)(价)(申)(购)(管)(理)(办)(法)(》、《集)(中)(交)(易)(管)(理)(办)(法)(》等)(公)(平)(交)(易)(相)(关)(制)(度)(体)(系)(,通)(过)(制)(度)(确)(保)(不)(同)(投)(资)(组)(合)(在)(投)(资)(管)(理)(活)(动)(中)(得)(到)(公)(平)(对)(待)(,严)(格)(防)(范)(不)(同)(投)(资)(组)(合)(之)(间)(进)(行)(利)(益)(输)(送)(。公)(司)(建)(立)(了)(投)(资)(决)(策)(委)(员)(会)(领)(导)(下)(的)(投)(资)(决)(策)(及)(授)(权)(制)(度)(,以)(科)(学)(规)(范)(的)(投)(资)(决)(策)(体)(系)(,采)(用)(集)(中)(交)(易)(管)(理)(加)(强)(交)(易)(执)(行)(环)(节)(的)(内)(部)(控)(制)(,通)(过)(工)(作)(制)(度)(、流)(程)(和)(技)(术)(手)(段)(保)(证)(公)(平)(交)(易)(原)(则)(的)(实)(现)(;通)(过)(建)(立)(层)(级)(完)(备)(的)(公)(司)(证)(券)(池)(及)(组)(合)(风)(格)(库)(,完)(善)(各)(类)(具)(体)(资)(产)(管)(理)(业)(务)(组)(织)(结)(构)(,规)(范)(各)(项)(业)(务)(之)(间)(的)(关)(系)(,在)(保)(证)(各)(投)(资)(组)(合)(既)(具)(有)(相)(对)(独)(立)(性)(的)(同)(时)(,确)(保)(其)(在)(获)(得)(投)(资)(信)(息)(、投)(资)(建)(议)(和)(实)(施)(投)(资)(决)(策)(方)(面)(享)(有)(公)(平)(的)(机)(会)(;通)(过)(对)(异)(常)(交)(易)(行)(为)(的)(实)(时)(监)(控)(、分)(析)(评)(估)(、监)(察)(稽)(核)(和)(信)(息)(披)(露)(确)(保)(公)(平)(交)(易)(过)(程)(和)(结)(果)(的)(有)(效)(监)(督)(。
本)(报)(告)(期)(内)(,本)(公)(司)(严)(格)(遵)(守)(法)(律)(法)(规)(关)(于)(公)(平)(交)(易)(的)(相)(关)(规)(定)(,确)(保)(本)(公)(司)(管)(理)(的)(不)(同)(投)(资)(组)(合)(在)(授)(权)(、研)(究)(分)(析)(、投)(资)(决)(策)(、交)(易)(执)(行)(、业)(绩)(评)(估)(等)(投)(资)(管)(理)(活)(动)(和)(环)(节)(得)(到)(公)(平)(对)(待)(。各)(投)(资)(组)(合)(均)(严)(格)(按)(照)(法)(律)(、法)(规)(和)(公)(司)(制)(度)(执)(行)(投)(资)(交)(易)(,本)(报)(告)(期)(内)(未)(发)(生)(异)(常)(交)(易)(行)(为)(。
4.3.2异)(常)(交)(易)(行)(为)(的)(专)(项)(说)(明)(
本)(报)(告)(期)(内)(,本)(基)(金)(未)(发)(现)(异)(常)(交)(易)(行)(为)(。
本)(报)(告)(期)(内)(,基)(金)(管)(理)(人)(未)(发)(生)(所)(有)(投)(资)(组)(合)(参)(与)(的)(交)(易)(所)(公)(开)(竞)(价)(同)(日)(反)(向)(交)(易)(成)(交)(较)(少)(的)(单)(边)(交)(易)(量)(超)(过)(该)(证)(券)(当)(日)(成)(交)(量)(的)(5%的)(情)(况)(。
4.4报)(告)(期)(内)(基)(金)(投)(资)(策)(略)(和)(运)(作)(分)(析)(
1.宏)(观)(经)(济)(分)(析)(
国)(外)(经)(济)(方)(面)(,全)(球)(经)(济)(复)(苏)(放)(缓)(,美)(国)(整)(体)(经)(济)(态)(势)(仍)(然)(偏)(强)(,三)(季)(度)(美)(强)(欧)(弱)(格)(局)(延)(续)(。从)(领)(先)(指)(标)(来)(看)(,美)(国)(经)(济)(景)(气)(度)(维)(持)(高)(位)(,三)(季)(度)(美)(国)(ISM制)(造)(业)(PMI指)(数)(从)(二)(季)(度)(末)(的)(60.2一)(度)(冲)(高)(至)(61.3后)(小)(幅)(下)(行)(至)(59.8,受)(飓)(风)(影)(响)(美)(国)(9月)(非)(农)(就)(业)(意)(外)(下)(降)(,但)(总)(体)(劳)(动)(力)(市)(场)(仍)(然)(稳)(健)(,失)(业)(率)(再)(创)(新)(低)(至)(3.7%,美)(国)(通)(胀)(预)(期)(回)(暖)(,一)(方)(面)(对)(伊)(朗)(的)(制)(裁)(推)(升)(了)(油)(价)(,另)(一)(方)(面)(工)(资)(增)(速)(可)(能)(逼)(近)(上)(行)(拐)(点)(,将)(进)(一)(步)(推)(升)(核)(心)(通)(胀)(上)(行)(的)(压)(力)(,助)(推)(美)(元)(和)(美)(债)(收)(益)(率)(快)(速)(上)(行)(。欧)(元)(区)(经)(济)(不)(及)(预)(期)(,三)(季)(度)(制)(造)(业)(PMI指)(数)(从)(54.9进)(一)(步)(下)(行)(至)(53.2,通)(胀)(仍)(然)(未)(见)(明)(显)(回)(升)(,为)(规)(避)(贸)(易)(不)(确)(定)(性)(带)(来)(的)(经)(济)(波)(动)(,欧)(央)(行)(坚)(持)(货)(币)(政)(策)(刺)(激)(的)(立)(场)(。日)(本)(经)(济)(继)(续)(缓)(慢)(复)(苏)(,三)(季)(度)(制)(造)(业)(PMI指)(数)(从)(53.0回)(落)(至)(52.5,通)(胀)(水)(平)(继)(续)(回)(暖)(。综)(合)(来)(看)(,美)(国)(经)(济)(延)(续)(强)(势)(,美)(联)(储)(主)(席)(鲍)(威)(尔)(连)(续)(公)(开)(表)(态)(继)(续)(看)(好)(美)(国)(经)(济)(,并)(将)(持)(续)(加)(息)(;欧)(洲)(经)(济)(前)(景)(较)(为)(一)(般)(,美)(欧)(贸)(易)(战)(以)(及)(英)(国)(退)(欧)(协)(议)(不)(稳)(定)(性)(均)(存)(在)(负)(面)(影)(响)(,意)(大)(利)(危)(机)(引)(发)(欧)(洲)(市)(场)(波)(动)(,欧)(元)(下)(跌)(助)(推)(美)(元)(上)(涨)(;日)(本)(经)(济)(延)(续)(缓)(慢)(复)(苏)(。
国)(内)(经)(济)(方)(面)(,融)(资)(需)(求)(继)(续)(下)(行)(,违)(约)(风)(险)(持)(续)(暴)(露)(,地)(方)(债)(务)(监)(管)(持)(续)(高)(压)(,叠)(加)(外)(需)(走)(弱)(,经)(济)(下)(行)(压)(力)(不)(减)(。具)(体)(来)(看)(,三)(季)(度)(领)(先)(指)(标)(中)(采)(制)(造)(业)(PMI显)(著)(下)(行)(0.7个)(百)(分)(点)(至)(50.8,同)(步)(指)(标)(工)(业)(增)(加)(值)(1-8月)(同)(比)(增)(长)(6.5%,较)(二)(季)(度)(末)(回)(落)(0.4个)(百)(分)(点)(,中)(下)(游)(制)(造)(业)(增)(加)(值)(下)(行)(较)(为)(明)(显)(。从)(经)(济)(增)(长)(动)(力)(来)(看)(,出)(口)(受)(贸)(易)(战)(影)(响)(逐)(步)(体)(现)(,消)(费)(低)(位)(震)(荡)(,投)(资)(显)(著)(下)(行)(:8月)(美)(元)(计)(价)(出)(口)(增)(速)(较)(二)(季)(度)(末)(回)(落)(至)(9.8%左)(右)(,8月)(消)(费)(增)(速)(较)(二)(季)(度)(末)(持)(平)(于)(9%,依)(然)(处)(于)(较)(低)(水)(平)(;制)(造)(业)(投)(资)(继)(续)(反)(弹)(,房)(地)(产)(投)(资)(受)(益)(于)(土)(地)(购)(置)(费)(用)(保)(持)(高)(位)(,基)(建)(投)(资)(大)(幅)(下)(降)(,1-8月)(固)(定)(资)(产)(投)(资)(增)(速)(较)(二)(季)(度)(末)(大)(幅)(回)(落)(至)(5.3%的)(水)(平)(。通)(胀)(方)(面)(,CPI低)(位)(回)(升)(,8月)(同)(比)(增)(速)(2.3%,PPI在)(生)(产)(资)(料)(价)(格)(上)(涨)(放)(缓)(及)(高)(基)(数)(背)(景)(下)(冲)(高)(回)(落)(,8月)(同)(比)(增)(速)(较)(二)(季)(度)(末)(回)(落)(至)(4.1%。
2.市)(场)(回)(顾)(
整)(体)(来)(看)(,三)(季)(度)(债)(市)(各)(品)(种)(以)(上)(涨)(为)(主)(,仅)(中)(长)(久)(期)(国)(债)(出)(现)(下)(跌)(。其)(中)(,三)(季)(度)(中)(债)(总)(全)(价)(指)(数)(微)(涨)(0.17%,中)(债)(银)(行)(间)(国)(债)(全)(价)(指)(数)(下)(跌)(0.62%,中)(债)(企)(业)(债)(总)(全)(价)(指)(数)(上)(涨)(0.98%。在)(收)(益)(率)(曲)(线)(上)(,三)(季)(度)(收)(益)(率)(曲)(线)(经)(历)(了)(由)(平)(变)(陡)(的)(变)(化)(。其)(中)(,三)(季)(度)(10年)(期)(国)(债)(收)(益)(率)(从)(3.48%的)(水)(平)(上)(行)(13个)(bp至)(3.61%,10年)(期)(金)(融)(债)((国)(开)()收)(益)(率)(从)(4.25%下)(行)(5个)(bp至)(4.20%。货)(币)(市)(场)(方)(面)(,三)(季)(度)(央)(行)(货)(币)(政)(策)(整)(体)(中)(性)(偏)(宽)(松)(,资)(金)(面)(呈)(现)(总)(体)(宽)(松)(的)(格)(局)(。其)(中)(,三)(季)(度)(银)(行)(间)(1天)(回)(购)(加)(权)(平)(均)(利)(率)(均)(值)(在)(2.35%左)(右)(,较)(上)(季)(度)(均)(值)(下)(降)(38bp,银)(行)(间)(7天)(回)(购)(利)(率)(均)(值)(在)(2.67%左)(右)(,较)(上)(季)(度)(均)(值)(下)(降)(72bp。
可)(转)(债)(方)(面)(,三)(季)(度)(中)(证)(转)(债)(指)(数)(上)(涨)(2.68%,一)(方)(面)(权)(益)(市)(场)(在)(外)(部)(贸)(易)(战)(风)(险)(与)(内)(部)(稳)(增)(长)(及)(改)(革)(预)(期)(利)(好)(相)(互)(胶)(着)(的)(影)(响)(下)(,三)(季)(度)(整)(体)(维)(持)(震)(荡)(,另)(一)(方)(面)(银)(行)(等)(权)(重)(板)(块)(表)(现)(突)(出)(,对)(指)(数)(贡)(献)(较)(大)(。个)(券)(方)(面)(,常)(熟)(转)(债)(、艾)(华)(转)(债)(等)(经)(历)(下)(修)(且)(正)(股)(随)(后)(上)(涨)(的)(品)(种)(,三)(季)(度)(表)(现)(相)(对)(较)(好)(,分)(别)(上)(涨)(19.04%、14.44%。从)(市)(场)(波)(动)(情)(况)(看)(,在)(供)(给)(端)(压)(力)(相)(对)(平)(稳)(的)(背)(景)(下)(,权)(益)(市)(场)(的)(高)(波)(动)(及)(个)(券)(的)(条)(款)(博)(弈)(主)(导)(了)(转)(债)(价)(格)(的)(波)(动)(。往)(后)(看)(,虽)(然)(在)(潜)(在)(巨)(量)(的)(供)(给)(之)(下)(,估)(值)(短)(期)(仍)(难)(见)(系)(统)(性)(的)(提)(升)(,但)(当)(前)(市)(场)(转)(债)(的)(估)(值)(水)(平)(在)(历)(史)(上)(已)(经)(较)(低)(,叠)(加)(权)(益)(市)(场)(的)(估)(值)(也)(接)(近)(历)(史)(底)(部)(,因)(此)(转)(债)(总)(体)(具)(有)(一)(定)(的)(风)(险)(收)(益)(比)(,同)(时)(随)(着)(品)(种)(的)(持)(续)(丰)(富)(,市)(场)(结)(构)(性)(机)(会)(带)(来)(的)(择)(券)(空)(间)(将)(继)(续)(增)(加)(。
从)(权)(益)(市)(场)(来)(看)(,三)(季)(度)(市)(场)(成)(交)(低)(迷)(、波)(动)(加)(大)(,反)(弹)(乏)(力)(导)(致)(市)(场)(重)(心)(略)(有)(下)(移)(。
3.运)(行)(分)(析)(
本)(基)(金)(在)(三)(季)(度)(延)(续)(两)(市)(打)(新)(策)(略)(,积)(极)(参)(与)(两)(市)(新)(股)(的)(网)(下)(申)(购)(,权)(益)(配)(置)(以)(低)(波)(动)(高)(分)(红)(大)(盘)(蓝)(筹)(为)(主)(,债)(券)(组)(合)(配)(置)(维)(持)(短)(久)(期)(的)(持)(有)(策)(略)(。由)(于)(三)(季)(度)(权)(益)(市)(场)(震)(荡)(加)(剧)(,基)(金)(净)(值)(出)(现)(了)(较)(大)(的)(波)(动)(。
4.5报)(告)(期)(内)(基)(金)(的)(业)(绩)(表)(现)(
报)(告)(期)(内)(本)(基)(金)(A类)(份)(额)(净)(值)(增)(长)(率)(为)(0.81%,同)(期)(业)(绩)(比)(较)(基)(准)(收)(益)(率)(为)(-0.87%;
报)(告)(期)(内)(本)(基)(金)(C类)(份)(额)(净)(值)(增)(长)(率)(为)(0.81%,同)(期)(业)(绩)(比)(较)(基)(准)(收)(益)(率)(为)(-0.87%。
4.6报)(告)(期)(内)(基)(金)(持)(有)(人)(数)(或)(基)(金)(资)(产)(净)(值)(预)(警)(说)(明)(
本)(基)(金)(在)(报)(告)(期)(内)(未)(出)(现)(连)(续)(二)(十)(个)(工)(作)(日)(基)(金)(份)(额)(持)(有)(人)(数)(量)(不)(满)(二)(百)(人)(或)(者)(基)(金)(资)(产)(净)(值)(低)(于)(五)(千)(万)(元)(的)(情)(形)(。
5投)(资)(组)(合)(报)(告)(
5.1报)(告)(期)(末)(基)(金)(资)(产)(组)(合)(情)(况)(
5.2报)(告)(期)(末)(按)(行)(业)(分)(类)(的)(股)(票)(投)(资)(组)(合)(
5.2.1报)(告)(期)(末)(按)(行)(业)(分)(类)(的)(境)(内)(股)(票)(投)(资)(组)(合)(
5.2.2报)(告)(期)(末)(按)(行)(业)(分)(类)(的)(港)(股)(通)(投)(资)(股)(票)(投)(资)(组)(合)(
本)(基)(金)(本)(报)(告)(期)(末)(未)(持)(有)(港)(股)(通)(投)(资)(股)(票)(。
5.3报)(告)(期)(末)(按)(公)(允)(价)(值)(占)(基)(金)(资)(产)(净)(值)(比)(例)(大)(小)(排)(序)(的)(前)(十)(名)(股)(票)(投)(资)(明)(细)(
5.4报)(告)(期)(末)(按)(债)(券)(品)(种)(分)(类)(的)(债)(券)(投)(资)(组)(合)(
5.5报)(告)(期)(末)(按)(公)(允)(价)(值)(占)(基)(金)(资)(产)(净)(值)(比)(例)(大)(小)(排)(序)(的)(前)(五)(名)(债)(券)(投)(资)(明)(细)(
5.6报)(告)(期)(末)(按)(公)(允)(价)(值)(占)(基)(金)(资)(产)(净)(值)(比)(例)(大)(小)(排)(序)(的)(前)(十)(名)(资)(产)(支)(持)(证)(券)(投)(资)(明)(细)(
本)(基)(金)(本)(报)(告)(期)(末)(未)(持)(有)(资)(产)(支)(持)(证)(券)(。
5.7报)(告)(期)(末)(按)(公)(允)(价)(值)(占)(基)(金)(资)(产)(净)(值)(比)(例)(大)(小)(排)(序)(的)(前)(五)(名)(贵)(金)(属)(投)(资)(明)(细)(
本)(基)(金)(本)(报)(告)(期)(末)(未)(持)(有)(贵)(金)(属)(。
5.8报)(告)(期)(末)(按)(公)(允)(价)(值)(占)(基)(金)(资)(产)(净)(值)(比)(例)(大)(小)(排)(序)(的)(前)(五)(名)(权)(证)(投)(资)(明)(细)(
本)(基)(金)(本)(报)(告)(期)(末)(未)(持)(有)(权)(证)(。
5.9报)(告)(期)(末)(本)(基)(金)(投)(资)(的)(股)(指)(期)(货)(交)(易)(情)(况)(说)(明)(
5.9.1报)(告)(期)(末)(本)(基)(金)(投)(资)(的)(股)(指)(期)(货)(持)(仓)(和)(损)(益)(明)(细)(
本)(基)(金)(本)(报)(告)(期)(末)(未)(持)(有)(股)(指)(期)(货)(。
5.9.2本)(基)(金)(投)(资)(股)(指)(期)(货)(的)(投)(资)(政)(策)(
本)(基)(金)(将)(根)(据)(风)(险)(管)(理)(的)(原)(则)(,以)(套)(期)(保)(值)(为)(目)(的)(,有)(选)(择)(地)(投)(资)(于)(股)(指)(期)(货)(。套)(期)(保)(值)(将)(主)(要)(采)(用)(流)(动)(性)(好)(、交)(易)(活)(跃)(的)(期)(货)(合)(约)(。
本)(基)(金)(在)(进)(行)(股)(指)(期)(货)(投)(资)(时)(,将)(通)(过)(对)(证)(券)(市)(场)(和)(期)(货)(市)(场)(运)(行)(趋)(势)(的)(研)(究)(,并)(结)(合)(股)(指)(期)(货)(的)(定)(价)(模)(型)(寻)(求)(其)(合)(理)(的)(估)(值)(水)(平)(。本)(基)(金)(管)(理)(人)(将)(充)(分)(考)(虑)(股)(指)(期)(货)(的)(收)(益)(性)(、流)(动)(性)(及)(风)(险)(特)(征)(,通)(过)(资)(产)(配)(置)(、品)(种)(选)(择)(,谨)(慎)(进)(行)(投)(资)(,以)(降)(低)(投)(资)(组)(合)(的)(整)(体)(风)(险)(。
5.10报)(告)(期)(末)(本)(基)(金)(投)(资)(的)(国)(债)(期)(货)(交)(易)(情)(况)(说)(明)(
5.10.1本)(期)(国)(债)(期)(货)(投)(资)(政)(策)(
国)(债)(期)(货)(作)(为)(利)(率)(衍)(生)(品)(的)(一)(种)(,有)(助)(于)(管)(理)(债)(券)(组)(合)(的)(久)(期)(、流)(动)(性)(和)(风)(险)(水)(平)(。基)(金)(管)(理)(人)(将)(按)(照)(相)(关)(法)(律)(法)(规)(的)(规)(定)(,结)(合)(对)(宏)(观)(经)(济)(形)(势)(和)(政)(策)(趋)(势)(的)(判)(断)(、对)(债)(券)(市)(场)(进)(行)(定)(性)(和)(定)(量)(分)(析)(。构)(建)(量)(化)(分)(析)(体)(系)(,对)(国)(债)(期)(货)(和)(现)(货)(的)(基)(差)(、国)(债)(期)(货)(的)(流)(动)(性)(、波)(动)(水)(平)(、套)(期)(保)(值)(的)(有)(效)(性)(等)(指)(标)(进)(行)(跟)(踪)(监)(控)(,在)(最)(大)(限)(度)(保)(证)(基)(金)(资)(产)(安)(全)(的)(基)(础)(上)(,力)(求)(实)(现)(基)(金)(资)(产)(的)(长)(期)(稳)(定)(增)(值)(。
5.10.2报)(告)(期)(末)(本)(基)(金)(投)(资)(的)(国)(债)(期)(货)(持)(仓)(和)(损)(益)(明)(细)(
本)(基)(金)(报)(告)(期)(内)(未)(参)(与)(国)(债)(期)(货)(投)(资)(。
5.10.3本)(期)(国)(债)(期)(货)(投)(资)(评)(价)(
本)(基)(金)(报)(告)(期)(内)(未)(参)(与)(国)(债)(期)(货)(投)(资)(。
5.11投)(资)(组)(合)(报)(告)(附)(注)(
5.11.1招)(商)(银)(行)(由)(于)(涉)(嫌)(违)(反)(法)(律)(法)(规)(,被)(深)(圳)(保)(监)(局)(、中)(国)(银)(监)(会)(处)(以)(罚)(款)(,没)(收)(违)(法)(所)(得)(。
宁)(波)(银)(行)(因)(以)(不)(正)(当)(手)(段)(违)(规)(吸)(收)(存)(款)(、以)(贷)(转)(存)(等)(,被)(宁)(波)(银)(监)(局)(要)(求)(责)(令)(改)(正)(并)(处)(罚)(款)(人)(民)(币)(共)(计)(100万)(元)(。
基)(金)(管)(理)(人)(通)(过)(进)(行)(进)(一)(步)(了)(解)(后)(,认)(为)(该)(处)(罚)(不)(会)(对)(上)(述)(相)(关)(证)(券)(的)(投)(资)(价)(值)(构)(成)(实)(质)(性)(的)(影)(响)(。
报)(告)(期)(内)(,本)(基)(金)(投)(资)(的)(前)(十)(名)(证)(券)(的)(其)(余)(的)(发)(行)(主)(体)(本)(期)(没)(有)(出)(现)(被)(监)(管)(部)(门)(立)(案)(调)(查)(,或)(在)(报)(告)(编)(制)(日)(前)(一)(年)(内)(受)(到)(公)(开)(谴)(责)(、处)(罚)(的)(情)(形)(。
5.11.2本)(基)(金)(投)(资)(的)(前)(十)(名)(股)(票)(没)(有)(超)(出)(基)(金)(合)(同)(规)(定)(的)(备)(选)(股)(票)(库)(。
5.11.3其)(他)(各)(项)(资)(产)(构)(成)(
5.11.4报)(告)(期)(末)(持)(有)(的)(处)(于)(转)(股)(期)(的)(可)(转)(换)(债)(券)(明)(细)(
本)(基)(金)(本)(报)(告)(期)(末)(未)(持)(有)(处)(于)(转)(股)(期)(的)(可)(转)(换)(债)(券)(。
5.11.5报)(告)(期)(末)(前)(十)(名)(股)(票)(中)(存)(在)(流)(通)(受)(限)(情)(况)(的)(说)(明)(
本)(基)(金)(本)(报)(告)(期)(末)(前)(十)(名)(股)(票)(中)(不)(存)(在)(流)(通)(受)(限)(情)(况)(。
5.11.6投)(资)(组)(合)(报)(告)(附)(注)(的)(其)(他)(文)(字)(描)(述)(部)(分)(
由)(于)(计)(算)(中)(四)(舍)(五)(入)(的)(原)(因)(,本)(报)(告)(分)(项)(之)(和)(与)(合)(计)(项)(之)(间)(可)(能)(存)(在)(尾)(差)(。
6开)(放)(式)(基)(金)(份)(额)(变)(动)(
单)(位)(:份)(
7基)(金)(管)(理)(人)(运)(用)(固)(有)(资)(金)(投)(资)(本)(基)(金)(情)(况)(
7.1基)(金)(管)(理)(人)(持)(有)(本)(基)(金)(份)(额)(变)(动)(情)(况)(
本)(报)(告)(期)(内)(基)(金)(管)(理)(人)(未)(持)(有)(本)(基)(金)(份)(额)(。
7.2基)(金)(管)(理)(人)(运)(用)(固)(有)(资)(金)(投)(资)(本)(基)(金)(交)(易)(明)(细)(
本)(报)(告)(期)(内)(,基)(金)(管)(理)(人)(未)(运)(用)(固)(有)(资)(金)(申)(购)(、赎)(回)(或)(买)(卖)(本)(基)(金)(。
8影)(响)(投)(资)(者)(决)(策)(的)(其)(他)(重)(要)(信)(息)(
8.1报)(告)(期)(内)(单)(一)(投)(资)(者)(持)(有)(基)(金)(份)(额)(比)(例)(达)(到)(或)(超)(过)(20%的)(情)(况)(
9备)(查)(文)(件)(目)(录)(
9.1备)(查)(文)(件)(目)(录)(
1、中)(国)(证)(监)(会)(准)(予)(中)(银)(丰)(利)(灵)(活)(配)(置)(混)(合)(型)(证)(券)(投)(资)(基)(金)(募)(集)(注)(册)(的)(文)(件)(;
2、《中)(银)(丰)(利)(灵)(活)(配)(置)(混)(合)(型)(证)(券)(投)(资)(基)(金)(基)(金)(合)(同)(》;
3、《中)(银)(丰)(利)(灵)(活)(配)(置)(混)(合)(型)(证)(券)(投)(资)(基)(金)(托)(管)(协)(议)(》;
4、《中)(银)(丰)(利)(灵)(活)(配)(置)(混)(合)(型)(证)(券)(投)(资)(基)(金)(招)(募)(说)(明)(书)(》;
5、法)(律)(意)(见)(书)(;
6、基)(金)(管)(理)(人)(业)(务)(资)(格)(批)(件)(、营)(业)(执)(照)(;
7、基)(金)(托)(管)(人)(业)(务)(资)(格)(批)(件)(、营)(业)(执)(照)(;
8、中)(国)(证)(监)(会)(要)(求)(的)(其)(他)(文)(件)(。
9.2存)(放)(地)(点)(
以)(上)(备)(查)(文)(件)(存)(放)(在)(基)(金)(管)(理)(人)(、基)(金)(托)(管)(人)(处)(,供)(公)(众)(查)(阅)(。
9.3查)(阅)(方)(式)(
投)(资)(人)(在)(支)(付)(工)(本)(费)(后)(,可)(在)(合)(理)(时)(间)(内)(取)(得)(上)(述)(文)(件)(复)(制)(件)(或)(复)(印)(件)(。
中)(银)(基)(金)(管)(理)(有)(限)(公)(司)(
二)(0一)(八)(年)(十)(月)(二)(十)(四)(日)(返)(回)(搜)(狐)(,查)(看)(更)(多)(
责)(任)(编)(辑)(:
)


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